Net capital rule

Results: 731



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21Financial services / Funds / Legal entities / Banking / Undertakings for Collective Investment in Transferable Securities Directives / Bank / Collective investment scheme / Capital requirement / Net capital rule / Financial economics / Investment / Finance

2014 Minimum Capital Requirement Report – Guidance Note for AIFMs and UCITS Management Companies

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Source URL: www.centralbank.ie

Language: English - Date: 2015-06-16 11:31:06
22Business / Balance sheet / Net asset value / Federal Reserve System / Fund accounting / Net capital rule / Accountancy / Finance / Financial statements

INDEPENDENT AUDITORS’ REPORT GOVERNMENT DEVELOPMENT BANK FOR PUERTO RICO Basic Financial Statements and Required Supplementary Information (A Component Unit of the Commonwealth of Puerto Rico) June 30, 2002

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Source URL: www.gdb-pur.com

Language: English - Date: 2014-04-15 14:45:50
23Business / Federal Home Loan Banks / Income statement / Balance sheet / Cash flow statement / Net capital rule / Accountancy / Finance / Financial statements

February 20, 2015 FOR IMMEDIATE RELEASE: Office of Finance Announces Fourth Quarter and Annual 2014 Combined Operating Highlights for the Federal Home Loan Banks

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Source URL: www.fhlb-of.com

Language: English
24United States housing bubble / Structured finance / Funds / Financial services / Repurchase agreement / Security / Bond / Net capital rule / Federal Reserve System / Financial economics / Finance / Investment

MODEL INVESTMENT POLICY I. Scope This policy applies to the investment of all operating funds of the [entity]. Longer-term funds, including investments of employees’ retirement funds and proceeds from certain bond iss

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Source URL: www.treasurer.mo.gov

Language: English - Date: 2013-03-19 10:44:41
25Investment / Net capital rule / United States housing bubble / Equity / Asset / Thrivent Financial for Lutherans / Financial adviser / Thrivent Builds with Habitat for Humanity / Finance / Business / Accountancy

Microsoft WordUnaudited financial statements for Thrivent

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Source URL: www.thrivent.com

Language: English - Date: 2015-01-02 10:27:37
26Generally Accepted Accounting Principles / Stock market / Taxation / Financial statements / Net capital rule / Thrivent Financial for Lutherans / Equity / Asset / Deferred tax / Finance / Business / Accountancy

Thrivent Investment Management Inc. Statement of Financial Condition For the year ended December 31, 2014 with Report of Independent Registered Public Accounting Firm.

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Source URL: www.thrivent.com

Language: English - Date: 2015-03-13 06:44:03
27Federal Home Loan Banks / United States housing bubble / Mortgage-backed security / Fixed income securities / Structured finance / Income statement / Balance sheet / Government-sponsored enterprise / Net capital rule / Finance / Financial statements / Business

February 21, 2014 FOR IMMEDIATE RELEASE: Office of Finance Announces Preliminary Unaudited Fourth Quarter and Annual 2013 Combined Operating Highlights for the Federal Home Loan Banks

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Source URL: www.fhlb-of.com

Language: English
28Financial system / Investment / Securities Investor Protection Corporation / Deposit account / Broker-dealer / Short / Financial Industry Regulatory Authority / Net capital rule / Financial economics / Finance / Financial markets

PDF Document

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Source URL: brokerage-static.s3.amazonaws.com

Language: English - Date: 2015-03-12 07:35:03
29Financial markets / United States housing bubble / Repurchase agreement / Collateral management / Mark-to-market accounting / Futures contract / Short / Net capital rule / Haircut / Finance / Financial economics / Business

6140 Federal Register / Vol. 69, NoTuesday, February 10, Rules and Regulations operator has yet accomplished any of the requirements of this AD action, and

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Source URL: www.cftc.gov

Language: English
30Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 20, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension

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Source URL: www.sec.gov

Language: English - Date: 2015-05-19 20:24:33
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